AI-Forward Leadership for Regulated Industries

Helping regulated organizations adopt AI, modernize operations, and transform delivery—without compromising compliance.

Deep expertise in banking, insurance, and healthcare technology. Currently accepting select consulting engagements.

Contact for Availability

Our Services

AI Governance & Strategy

Develop AI governance frameworks that enable innovation while protecting consumer and proprietary data. Establish AI Centers of Excellence, define intake processes, and create approval workflows that satisfy regulators.

  • AI operational standards development
  • Risk assessment frameworks
  • COE establishment and training programs
  • Responsible AI adoption roadmaps

DevOps & Automation

Transform manual infrastructure and deployment processes into automated, auditable pipelines. Bring CI/CD practices to traditionally risk-averse environments with full change management integration.

  • CI/CD implementation for regulated environments
  • Infrastructure-as-Code automation
  • Change management integration
  • Deployment frequency improvement

Agile Transformation

Introduce agile practices that work within regulatory constraints. Kanban, Scrum, and SAFe implementations tailored for organizations where "move fast and break things" isn't an option.

  • Agile in regulated environments
  • Framework implementation and coaching
  • Value stream mapping
  • Delivery metric establishment

IT Operations Leadership

Build resilient IT operations teams focused on reliability, security, and business continuity. Establish SRE practices, disaster recovery programs, and operational excellence cultures.

  • Business continuity planning
  • Disaster recovery testing programs
  • Incident management maturation
  • Vendor evaluation and selection

Built for Regulated Industries

Compliance isn't an afterthought—it's the foundation. Deep experience navigating regulatory examinations, compliance controls, and audits enables technology leadership that speaks the language of risk management.

Banking

  • Regulatory examination readiness
  • Business continuity and disaster recovery
  • Change management with audit trails
  • Core system modernization

Insurance

  • Enterprise-scale SDLC transformation
  • Quality and traceability programs
  • Process maturity assessments
  • Platform migrations

Healthcare

  • HIPAA-conscious application development
  • Patient data protection
  • Consumer health applications
  • Integration with clinical workflows

Approach to AI Governance

Balanced Framework

  • Organizational structure supporting AI adoption and oversight
  • Policy development aligned with regulatory requirements
  • Technical evaluation and implementation guidance

Risk Management

  • Structured processes for evaluating AI initiatives
  • Risk assessment appropriate to regulated contexts
  • Stakeholder engagement and approval workflows
  • Audit-ready documentation practices

Enablement Focus

  • Education and knowledge sharing programs
  • Practical guidance for teams
  • Clear boundaries that enable innovation
  • Production-ready implementation support

Building in Public

Active development projects demonstrate modern practices and maintain technical currency alongside strategic consulting work.

MyEverydayJournal

A food tracking app designed for structured medical diet programs. Cross-platform mobile application featuring servings-based tracking and healthcare provider reporting.

  • Kotlin Multiplatform Mobile
  • Native UI for Android and iOS
  • Cloud-based infrastructure
  • Comprehensive test coverage
  • Automated CI/CD pipeline
Visit myeverydayjournal.com

Why This Matters

Hands-on development keeps leadership grounded in technical reality. Understanding modern toolchains and platforms enables better technical decision-making and team guidance.

Why Upstream Partners

Experience That Speaks Regulator

Upstream Partners brings decades of technology leadership experience in regulated environments—banking, insurance, and healthcare. We've navigated OCC examinations, built SOX-compliant systems, and led digital transformation initiatives where compliance isn't optional.

Our consulting approach combines deep technical expertise in software development, DevOps, and IT operations with an understanding of risk management, audit requirements, and regulatory frameworks. We help organizations modernize without triggering examiner concerns.

Whether establishing AI governance frameworks, implementing CI/CD in change-controlled environments, or building resilient operations teams, we deliver results that satisfy both business objectives and regulatory expectations.

Track Record

  • AI & ML program leadership in regulated environments
  • IT Operations & SRE team development
  • Multi-million dollar enterprise transformations (on-time, under-budget)
  • Team leadership from startup to 20+ engineers
  • Hands-on development alongside strategic consulting

Let's Talk

Interested in discussing how we can help your organization? Currently accepting 1-2 consulting engagements.